Corporate Governance

The Firm expects the conduct of all MarketAxess personnel to be consistent with the highest ethical, business and legal standards. Integrity and ethical behavior are especially important in the financial services industry because of the trust placed in the Firm and the adverse consequences of betraying that trust. Even the appearance of impropriety can do irreparable damage to the Firm's reputation. MarketAxess personnel are reminded of their duty to comply with all requirements imposed on them by federal and state securities laws and regulations and the FINRA rules, as well as with the Firm's policies and procedures.

Corporate Governance Documents
Title View
Letter From Our Chairman
PDF
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Corporate Governance Guidelines
PDF
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Code of Conduct
PDF
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Code of Ethics for the Chief Executive Officer and Senior Financial Officers
PDF
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Business Continuity Plan Disclosure
PDF
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Whistleblower Policy
PDF
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Audit Committee Charter
PDF
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Compensation Committee Charter
PDF
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Nominating and Corporate Governance Committee Charter
PDF
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Investment Committee Charter
PDF
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Risk Committee Charter
PDF
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U.K. Remuneration Code

If you'd like to receive a copy of our U.K. Remuneration Code, please click click here.

You can contact MarketAxess Holdings, Inc.'s Board of Directors to provide comments, or to report concerns or issues, anonymously and confidentially through the Corporate Governance Hotline, the Confidential Ethics Web Form, or by postal mail. You may also indicate whether you are a shareholder, customer, supplier, or other interested party.

  • Corporate Governance Hotline: +1 (877) 214-6628 (Toll-free) or +1 (402) 999-0434
  • Confidential Ethics Web Form: www.openboard.info/MKTX/
  • Postal Mail:

    Corporate Secretary
    MarketAxess Holdings, Inc.
    299 Park Avenue, 10th floor
    New York, NY 10171
    United States