Corporate Governance

The Firm expects the conduct of all MarketAxess personnel to be consistent with the highest ethical, business and legal standards. Integrity and ethical behavior are especially important in the financial services industry because of the trust placed in the Firm and the adverse consequences of betraying that trust. Even the appearance of impropriety can do irreparable damage to the Firm's reputation. MarketAxess personnel are reminded of their duty to comply with all requirements imposed on them by federal and state securities laws and regulations and the FINRA rules, as well as with the Firm's policies and procedures.

Corporate Governance Documents

Title Documents

Letter From Our Chairman

Corporate Governance Guidelines

Code of Conduct

Code of Ethics for the Chief Executive Officer and Senior Financial Officers

Business Continuity Plan Disclosure

Whistleblower Policy

Audit Committee Charter

Compensation Committee Charter

Nominating and Corporate Governance Committee Charter

Investment Committee Charter

Risk Committee Charter

Whistleblower Escalation Procedures

You can contact MarketAxess Holdings, Inc.'s Board of Directors to provide comments, or to report concerns or issues, anonymously and confidentially through the Corporate Governance Hotline, the Confidential Ethics Web Form, or by postal mail. You may also indicate whether you are a shareholder, customer, supplier, or other interested party.

  • Corporate Governance Hotline: +1 (877) 214-6628 (Toll-free) or +1 (402) 999-0434
  • Confidential Ethics Web Form: www.openboard.info/MKTX/
  • Postal Mail:

    Corporate Secretary
    MarketAxess Holdings, Inc.
    299 Park Avenue, 10th floor
    New York, NY 10171
    United States

U.K. Remuneration Code

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